Events

Open Forum on SEC's 2024 Examination Priorities

Wednesday, January 10, 2024
5:30 PM 7:30 PM 17:30 19:30
Bay 13 Brewery (map)
Google Calendar ICS

Come and hear about the U.S. Securities and Exchange Commission's (SEC) 2024 Examination Priorities report. We will dive into the SEC's targeted areas for overseeing registered investment advisers (RIAs), broker-dealers (BDs), and other market entities.

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Meet and Greet: Miami CCO and Compliance Professionals

Dec

5:00 PM17:00

Events

Meet and Greet: Miami CCO and Compliance Professionals

Tuesday, December 5, 2023
5:00 PM 7:30 PM 17:00 19:30
Bay 13 Brewery (map)
Google Calendar ICS

Together with our partner TEKFIRM, ARC Gables is excited to invite Miami based CCOs and Compliance Professionals for an evening of networking, drinks and great food at Bay 13 in Coral Gables. ARC’s Asli Bonabi will be giving a brief talk on the impact of AI on Compliance.

In celebration of Art Basel week in Miami, we will be giving out one VIP ticket for two at Scope in Miami Beach.

We have limited capacity so please RSVP using the form below. Hope to see you there!

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